About Our Firm
Experienced, reputable financial management.
At PEN Associates we understand that your individual financial situation is unique and deserves an equally unique approach designed to help put you on track to reaching your financial goals.
PEN Associates is composed of consultants who strive to provide their clients with the highest quality financial and insurance services. Many of the accounts held at PEN Associates are taxable, but almost an equal amount are tax-deferred or exempt. PEN Associates oversees the management of 8,000 investment accounts with assets exceeding $150 million, and an additional 1000 clients have investments in variable annuities representing $40 million in assets.
PEN Associates Inc., is also the holding company of Marketing One Inc., an independent insurance agency licensed in 26 states. It is through Marketing One that we specialize in the fixed annuity market to our clients. Marketing One has worked with over 10,000 clients with $300 million invested in fixed annuities.
We specialize in helping individuals establish long-term, multi-generational investment strategies, and implementing those strategies at the lowest cost possible. We operate on a referral basis. These referrals come from professionals, such as attorneys and accountants and, most importantly, from our existing clients. When we do what's right for our clients, they help our business grow.
WHO IS FIRST ALLIED?
Because we are an independent firm, we have no obligation to sell proprietary products or services, so we can be openly selective in offering only those investment products and services that we believe are best suited to help meet your financial objectives and goals. This is the objectivity afforded by working with an independent financial consultant. We offer you timely, unbiased investment advice, and promise to do so with the highest level of integrity and service.
Our broker dealer, First Allied Securities Incorporated, an Advanced Equities company, is one of the leading full-service independent brokerage firms in the nation. First Allied Securities, Inc., offers experienced, reputable and timely financial management with a contemporary, independent perspective. Advanced Equities is a Chicago-based venture capital investment bank with offices in Chicago and San Francisco.
